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We are still patiently waiting for the SEC to develop
rules implementing the crowdfunding provisions of the JOBS Act. While we are
waiting, the industry prepares for the crowdfunding transactions.
Sometimes a story will help you understand just what you
did not understand. Did you know that the Federal Bureau of Investigation launched a formal investigation in 1964 into the supposedly pornographic lyrics
of the song "Louie, Louie?"
Issue Addressed: Whether insider trading claim based on state law should be allowed to proceed despite motion to dismiss by special litigation committee. Short Answer: Yes. Motion to dismiss denied.
It seems as if everything now-a-days is a "sobering
reminder," that there is constant speculation as to which industry "is going to
be the next FCPA enforcement target," and that every company is warned to ask
itself will it be prep
This case may be the catalyst that jump-starts a
government FCPA sweep of Wall Street that has been predicted since 2011, but
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While the SEC Chair is battling Congress to secure a budget which approaches $2 billion…
A few years ago -- around the time of the 2010 Citizens United decision -- I was…
Even though I have previously written about it, I keep getting many questions regarding…
There are indications from Washington that hedge funds, long exempt from anti-money…
One does not have to look very far in the business world to come across the phrase…
We are still patiently waiting for the SEC to develop rules implementing the crowdfunding…
Attorney, DLA Piper
Partner, DLA Piper
Attorney and Partner, Oakbridge Insurance Services
Chief Compliance Officer, Beacon Capital Partners
Attorney, Legal Consultant
Partner, Eckert Seamans Cherin and Mellott LLC
Professor, Boston College Law School
Partner, Dorsey & Whitney LLP
Trusted Insights for Business Worldwide
Partner, Fridman Law Group PLLC
Lecturer, University of Denver
Partner, Richardson & Patel LLP
Partner, Brooks Pierce
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