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Can you synthesize and reconcile the world's leading
laws, regulations and commentaries on the best practices an anti-bribery
and anti-corruption compliance program?
The world is changing for venture funds and similar funds in Washington State, and not necessarily for the better. It used to be the case that managers of such funds did not need to file anything with the SEC or state securities regulators.
We are still patiently waiting for the SEC to develop
rules implementing the crowdfunding provisions of the JOBS Act. While we are
waiting, the industry prepares for the crowdfunding transactions.
Sometimes a story will help you understand just what you
did not understand. Did you know that the Federal Bureau of Investigation launched a formal investigation in 1964 into the supposedly pornographic lyrics
of the song "Louie, Louie?"
Issue Addressed: Whether insider trading claim based on state law should be allowed to proceed despite motion to dismiss by special litigation committee. Short Answer: Yes. Motion to dismiss denied.
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The SEC brought another action against a City for inadequate disclosure in connection…
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Can you synthesize and reconcile the world's leading laws, regulations and commentaries…
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Attorney, DLA Piper
Partner, DLA Piper
Attorney and Partner, Oakbridge Insurance Services
Chief Compliance Officer, Beacon Capital Partners
Attorney, Legal Consultant
Partner, Eckert Seamans Cherin and Mellott LLC
Professor, Boston College Law School
Partner, Dorsey & Whitney LLP
Trusted Insights for Business Worldwide
Partner, Fridman Law Group PLLC
Lecturer, University of Denver
Partner, Richardson & Patel LLP
Partner, Brooks Pierce
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