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  • SEC Issues No-Action Letter Regarding Registration of Affiliates of Investment Advisers

01/23/2012 07:00:00 PM EST

SEC Issues No-Action Letter Regarding Registration of Affiliates of Investment Advisers

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Securities Articles on Martindale.com

With the February 14 deadline for many unregistered investment advisers to submit applications for registration rapidly approaching, on January 18, 2012, the Securities and Exchange Commission ("SEC") issued a no-action letter (the "ABA Read More...