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  • ARTICLES BY MARTINDALE
  • SEC Staff Issues Guidance on Relief From Registration for Certain Affiliates of Registered Advisers

01/25/2012 07:00:00 PM EST

SEC Staff Issues Guidance on Relief From Registration for Certain Affiliates of Registered Advisers

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Securities Articles on Martindale.com

On Jan. 18, 2012, the Securities and Exchange Commission’s Division of Investment Management issued a no-action letter (the “No-Action Letter”) offering interpretive guidance on various issues regarding the registration under the Advisers Read More...