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01/26/2012 07:00:00 PM EST

SEC Overhauls Form ADV Part 1A to Conform to New Dodd-Frank Requirements

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Banking & Financial services Articles on Martindale.com

As we detailed in previous client alerts, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank") has significantly changed how investment advisers are regulated. Among other things, Dodd-Frank (a) increased the Read More...