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  • Recent SEC Enforcement Action Underscores Investment Adviser Responsibility for Fair Valuing Portfolio Securities of Mutual Funds It Advises

02/01/2012 07:00:00 PM EST

Recent SEC Enforcement Action Underscores Investment Adviser Responsibility for Fair Valuing Portfolio Securities of Mutual Funds It Advises

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Securities Articles on Martindale.com

A recent SEC enforcement action against an investment adviser to mutual funds highlights the adviser's responsibility for fair valuing the funds' portfolio securities. The enforcement action makes it clear that one of the core delegated responsibilities Read More...