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  • ARTICLES BY MARTINDALE
  • California Proposes State Registration Exemption for Investment Advisers to Private Funds Exempt from Sec Registration

02/07/2012 07:00:00 PM EST

California Proposes State Registration Exemption for Investment Advisers to Private Funds Exempt from Sec Registration

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Securities Articles on Martindale.com

Now that the federal exemption from investment adviser registration under the Investment Advisers Act of 1940 (the “Advisers Act”) for advisers to 15 or fewer clients (the “Private Adviser Exemption”) has been eliminated by the Read More...