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02/07/2012 07:00:00 PM EST

FINRA Annual Priorities Letter

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Banking & Financial services Articles on Martindale.com

On January 31, 2012, the Financial Industry Regulatory Authority (FINRA) issued its annual letter to member firms outlining FINRA’s 2012 Regulatory and Examination Priorities. The annual letter has grown in recent years to a current length of 16 Read More...