Joshua
Goldberg is a member of the firm's White Collar Defense and
Investigations group. Mr. Goldberg's practice focuses on white collar
criminal defense, securities fraud and internal investigations. Prior to
joining Patterson Belknap, Mr. Goldberg worked for eight years as an Assistant
United States Attorney in the United States Attorney's Office for the Southern
District of New York where he investigated and prosecuted complex white collar
cases involving securities fraud, accounting fraud, market manipulation,
investment adviser fraud, insider trading and commercial bribery. He also
prosecuted matters involving wire and mail fraud, money laundering,
racketeering, murder, firearms and narcotics trafficking. In 2002, Mr.
Goldberg received the Department of Justice Director's Award for Superior
Performance.
Mr. Goldberg has extensive trial and appellate experience, having tried 15
criminal cases to verdict and handled numerous appeals before the U.S. Court of
Appeals for the Second Circuit. He also has experience working closely
with the SEC and other regulatory agencies. He has served as a faculty
member in connection with the Lawline.com presentation of "White Collar Crimes: The Notable Cases of 2009".
After graduation from law school, Mr. Goldberg served as a Law Clerk to the
Hon. Barbara S. Jones, United States District Court for the Southern District
of New York. Mr. Goldberg then worked as an associate at Patterson
Belknap for three years before joining the United States Attorney's Office.
Significant Prosecutions
United States v. James J Treacy: Investigated and prosecuted former
President and COO of Monster Worldwide, Inc. for his role in a multi-year
scheme to backdate numerous stock option grants at Monster, thereby causing
Monster to misstate its financial results by more than $330 million. Treacy was
convicted in May 2009 following a four-week jury trial.
United States v. Ross Mandell, et al.: Investigated and prosecuted
several senior officials of Sky Capital, a New York-based brokerage-dealer
firm, for investment advisor fraud, market manipulation, and misappropriation
of assets. The charges arose from a long-term scheme to defraud investors
of approximately $140 million.
United States v. Mitchel Guttenberg, et al.: Prosecuted defendants for
insider trading based on their use of nonpublic information regarding upcoming
stock upgrades and downgrades at UBS, culminating in the defendants pleading
guilty to securities fraud.
United States v. Carole Argo: Investigated and prosecuted former CFO and
COO of SafeNet, Inc., a publicly-traded information resource corporation, for
her role in a scheme to backdate millions of dollars' worth of employee stock
option grants, culminating in her pleading guilty to securities fraud.
United States v. John Black, et al.: Prosecuted defendants arrested as
part of what was then described as the largest securities fraud investigation
in history for their role in a scheme to defraud several New York-based union
pension funds through kickbacks to organized crime figures and a corrupt
investment advisor, culminating in guilty pleas by two defendants and
convictions after jury trial of two other defendants.