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01/28/2010 01:52:00 PM EST

McMorrow on Attorney Conduct and the SEC

Posted by

Judith McMorrow

This Emerging Issues Analysis explores professional responsibility issues that arise for attorneys practicing before the Securities and Exchange Commission. The Emerging Issues Analysis addresses the SEC Rules of Practice, the changes implemented from the Sarbanes-Oxley legislation, and the actions taken by the Commission in developing norms of professional conduct for attorneys.

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