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Introducing the Lexis Securities Mosaic BlogMosaic

Benefit from the fresh insights of securities practitioners on the latest litigation developments, regulatory changes, policy debates and the practical side of securities law.

In the current edition

November 13, 2015

New Crowdfunding Rule: A Treat, or a Trick?

On October 30, the SEC finally adopted its long-anticipated Regulation Crowdfunding rules — a move that may have been seen as an early Halloween treat by smaller companies looking to raise capital (and investors looking to offer it).  The SEC voted 3-1 to approve equity-based crowdfunding rules, just three years after its original deadline to do so. Republican SEC Commissioner […]

Are you keeping on top of cybersecurity obligations?

In a series of speeches earlier this year, Commodity Futures Trading Commission Chairman Timothy Massad repeated the remark that cybersecurity has become “perhaps the single most important new risk to market integrity and financial stability.” Indeed, with high-profile data breaches seemingly happening more frequently, cybersecurity has become an area of greater emphasis for companies and […]

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