LexisNexis® Legal Newsroom
Compliance Technology Now a Necessity for Hedge Funds

Once viewed as a luxury reserved for only the largest hedge funds, compliance technology has entered the mainstream. The complexity of reporting obligations, combined with the expanded number of hedge fund investment advisers that are now registered with the SEC and CFTC, are the drivers of the increased...

ACH Compliance Webinar: Understanding Regulations that Affect ACH Transactions

Every year there are new or enhanced compliance requirements for processing payments. The biggest challenge is knowing when you have satisfied all of the appropriate requirements for all of the regulations. In addition to complying with the NACHA Operating Rules when processing ACH transactions (one...

Open for Business: Pressures Mount on Financial Institutions to Meet Their Compliance Obligations

Think about transparency for a moment. As a property of physical objects, it is easy to define and understand. According to Merriam-Webster, for example, it’s the result of light that is transmitted “without appreciable scattering so that bodies lying beyond are seen clearly.” We...