LexisNexis® Legal Newsroom
Ethisphere and the New York Stock Exchange

On Wednesday, the Ethisphere Institute rang The Opening Bell at the New York Stock Exchange with some of the NYSE-listed 2011 World's Most Ethical Companies . I guess the NASDAQ companies are not invited.) The purpose was to recognize the connection between ethical business practice and increased...

Compliance Officer Banned in the United Kingdom

As a compliance officer, I often find that many lessons come from enforcement actions. Those actions imposed on compliance officers are especially instructive. The latest to catch my attention comes from the United Kingdom. The Financial Services Authority levied a £14,000 fine and banned...