Galleon Management Pleadings and Briefs

On October 16, 2009, the Securities and Exchange Commission (SEC) instituted a civil injunctive action in the United States District Court for the Southern District of New York charging Raj Rajaratnam and his hedge fund advisory firm Galleon Management LP with perpetrating a massive insider trading scheme that generated in excess of $25 million in unlawful gains. The SEC charged six others involved in the scheme, including senior executives at major companies IBM, Intel, and McKinsey & Company. The complaint avers that Rajaratnam utilized his friends and business associates to obtain insider tips and confidential information about corporate earnings or takeover activity at numerous companies and used the non-public information to illegally trade on behalf of Galleon.

If you have a lexis.com subscription, you can view the complaints, briefs, indictments, and other documents related to the Galleon litigation by clicking on the links below.

View Briefs in SEC v. Galleon Management

View Complaints in SEC v. Galleon Management

View all Documents in SEC v. Galleon Management

View Criminal Indictments in Galleon Case