On July 14, 2010, the Securities and Exchange Commission
(SEC) voted unanimously to issue a concept release seeking public comments on a
variety of facets of the U.S. proxy system. Termed "proxy plumbing" because of
the extensive nature of its review, the concept release covers the accuracy...
In many instances, the Dodd-Frank Wall Street Reform and Consumer Protection Act
merely set a framework for financial reform and left much of the heavy lifting
to the financial regulatory agencies. The SEC published their agenda for the implementation of Dodd-Frank .
It is a long list. Compliance...
Sutherland Regulatory Reform Task Force Team
The Commodity Futures Trading Commission (CFTC) issued its
sixth series of proposed rules under the Dodd-Frank Wall Street Reform and
Consumer Protection Act (Dodd-Frank) at an open meeting held yesterday,
Wednesday, December 1, 2010. The proposed...