Sorry, but there are no more tags available to filter with.
The SEC's New Policy Requiring Admissions of Wrongdoing: What Are the Implications?

by Kevin LaCroix On August 19, 2013, in connection with its entry into a settlement with New York-based hedge fund adviser Phillip Falcone and his advisory firm Harbinger Capital Partners, the SEC for the first time implemented its new policy requiring defendants seeking to settle civil enforcement...