This Week In Securities Litigation (Week ending July 27, 2012)

SEC enforcement brought another insider trading action this week in addition to a case alleging a manipulation, one claiming violations of Regulation M, Rule 105 and one alleging a failure to supervise. The Manhattan U.S. Attorney's Office secured another guilty plea in its expert network insider...

The SEC Talks Tough with the Cohen Case – Does It Have the Big Stick to Win?

The SEC is talking tough these days. A new policy will require admissions to settle in select cases; a settlement was rejected in the Falcone hedge fund case; charges were brought against the City of Miami. And, now the long rumored and much speculated about suit has been brought against SAC Capital...