LexisNexis® Legal Newsroom
UBS Settles Municipal Bond Bid Rigging Charges

UBS Financial Services, Inc. settled a bid rigging action with the SEC related to the investment of municipal bond proceeds. SEC v. UBS Financial services Inc. , Civil Action No. 11-CV-2885 (D.N.J. May 4, 2011). This is the Commission's second recent settlement of a case based on charges stemming...