Comment Letters, No-Action Letters
With our SEC Comment Letters search page, you can filter by industry, location and the form type of the subject filing. View all letters in a related comment letter thread, and generate a single PDF that consolidates them.
Lexis Securities Mosaic also boasts nearly 70,000 full-text searchable no-action letters that span more than 40 years (over 10 times what you’ll find on sec.gov!). The new SEC No-Action Letters Advanced Search feature gives you dedicated and powerful access to this collection, providing you with valuable SEC staff positions and analysis.
Private Placement Memoranda provides you with an extensive database of valuable private offerings under Rule 144A, Reg S and Reg D. This collection, updated regularly, helps you stay on top of the market and streamline your workflow to save valuable time.
The SEDAR (System for Electronic Document Analysis and Retrieval) database offers real-time filings of Canadian publicly-traded companies and mutual funds dating back to 1997, containing approximately 4 million documents. This comprehensive database includes access to prospectuses, financial statements and other relevant Canadian securities disclosure documents.
Agreements, Model Documents
Find model precedent language for a variety of business documents, including agreements, contracts, covenants, bylaws, opinions and more. Choose from among millions of sample documents culled from public companies’ SEC Disclosures.
Agency Documents, Laws and Rules
Our Laws, Rules, and Agency Materials page lets you cross-search the entire federal regulatory landscape. It features regulatory, guidance, enforcement, research and news publications including complete coverage of the SEC. We also provide access to the Federal Register, the complete and current CFR and the complete U.S. code.
News, Law Firm Memos
Our powerful alert system delivers the relevant news, data and guidance materials you’re looking for from our premium suite of news publications. In addition to news, Lexis Securities Mosaic also provides access to a growing collection of Law Firm Memos, which is an invaluable resource for keeping up with the latest legal developments and doing in-depth research on special topics. This database of expert commentary features nearly 100,000 memos from North America’s top firms and is updated daily.