Swap Definitions Rules Proposed by the SEC and the CFTC Under Dodd-Frank (PDF)

The SEC and the CFTC jointly published a release seeking public comment on several proposed rules (the "Proposed Rules") that provide interpretive guidance with respect to the definitions of the terms "swap," "security-based swap," "security-based swap agreement," and "mixed swap" (the "Proposing Release").

Publisher :LexisNexis Emerging Issues Analysis
Format: Electronic, 17 Pages , PDF

ISBN: 9781422429983

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