Self-Assessment & Regulatory Compliance Review

Regulatory changes are happening fast! The purpose of this manual is to provide a current compliance management resource for managers of financial institutions. It contains an in-depth discussion of the major compliance regulations affecting financial institutions. The manual is organized by individual laws and regulations -- that is, each chapter is devoted to a particular law or regulation.

Publisher :LexisNexis
Contract Duration: 1 - Year 2 - Year 3 - Year
Available Formats: help First-year pricing:

Available Formats

  • Electronic book:epub ,for e-readers, including Adobe® Digital Editions, Apple® iPad®, SONY® Reader
  • Electronic book:mobi ,for Mobipocket readers including Amazon® Kindle®
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Products to Consider

Bank Policies, Procedures and Internal Audit on CD
The Bank Policies, Procedures and Internal Audit CD is your blueprint for developing, implementing, and auditing these mandated policies and procedures. These easy-to-use guidance and sample materials are designed to save you money by reducing the time you spend on these activities. And you can be sure the policies and procedures you implement are efficient and effective because they've been proven in thousands of banks across the country. Everything you need is here. You just take what you need and adapt it for your bank.

Compliance Officer's Management Manual
Written by compliance consultant Patsy Parkin, this comprehensive resource provides clear and easy to follow compliance guidance, including coverage of all the regulations in a practical format, detailed coverage of each regulation's purpose, requirements, exemptions, and liabilities for noncompliance; compliance responsibilities by function; compliance checklists; audit procedures; training guidelines; and sample forms and reports. It's an essential resource for compliance officers.

Recorded - Conducting Risk-Based Audit of Your Institution's Compliance Management
This session will help you to develop a risk-based audit program that evaluates the adequacy of your institution's Consumer Compliance Management System.