• CFTC Staff Responds to FAQs Regarding Rescission/Modification of CPO/CTA Registration Exemptions (PDF)
 
 
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CFTC Staff Responds to FAQs Regarding Rescission/Modification of CPO/CTA Registration Exemptions (PDF)

CFTC Staff Responds to FAQs Regarding Rescission/Modification of CPO/CTA Registration Exemptions (PDF)

Examines the CFTC's response to FAQs Regarding Rescission/Modification of CPO/CTA Registration Exemptions.


Availability: In Stock
Publisher :LexisNexis Emerging Issues Analysis
Format: Electronic, 8 Pages , PDF

ISBN: 9781422429983

12/5/2012
 
$57.00
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    This Emerging Issues Analysis examines the CFTC's response to FAQs Regarding Rescission/Modification of CPO/CTA Registration Exemptions.

     

    This Emerging Issues Analysis was authored by attorneys at K&L Gates LLP. www.klgates.com. 

     

    Lawrence B. Patent joined K&L Gates in 2008 after serving more than thirty years as an attorney with the CFTC, the last five as the Deputy Director of the Division of Clearing and Intermediary Oversight. Mr. Patent regularly counsels businesses with respect to commodity interest trading compliance and the legal requirements governing trading in over-the-counter derivatives and exchange-traded futures, including both international and U.S. markets. His clients include, among others, hedge funds, currency dealers, commodity pool operators, commodity trading advisors, futures commission merchants, and introducing brokers.

     

    Cary J. Meer is a partner in K&L Gates’ Washington, D.C. office and a member of the Investment Management practice group. She focuses her practice on private investment companies, including hedge and private equity funds, negotiated mergers and acquisitions of investment advisers and broker-dealers, derivatives and related areas.   

    This Emerging Issues Analysis is for informational purposes and does not contain or convey legal advice. © 2012 K&L Gates LLP, All Rights Reserved.

    Ask the LexisNexis experts - and get a complete answer based on today's law.

     

    An authoritative analysis of important cases, codes, statutes, rulings, emerging issues or legal topics is available now - through LexisNexis Emerging Issues Analysis. The brain trust of LexisNexis authors - thousands of recognized authorities who develop the respected Matthew Bender®, Mealey's and Martindale-Hubbell® treatises and articles - produce this highly specific content. Each commentary covers an important case, code, statute, ruling or emerging issue such as subprime, nanotechnology, or climate change. More current and concentrated than treatises and more analytical than news, Emerging Issues Analysis bridges the information gap between the two, providing quick expert analysis of current developments in law.

     

    Emerging Issues Analysis PDFs should be purchased individually or accessed through Lexis.com if you have a subscription.

     

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