Time Limits on SEC Enforcement Actions: The Supreme Court Ruling in Gabelli v. SEC (PDF)

The Supreme Court rejects the efforts of the Securities and Exchange Commission ("SEC") effort to extend the five year statute of limitations for imposing a civil penalty by engrafting a discovery exception onto the statute.

Publisher :LexisNexis Emerging Issues Analysis
Format: Electronic, 5 Pages , PDF

ISBN: 9781422429983

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