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Bank Holding Company Compliance Manual

A practical, how-to guide on the day-to-day compliance responsibilities faced by bank holding company and financial holding company compliance officers.


Availability: In Stock
Publisher :Matthew Bender
Format: BOOK
ISBN: 9780820515076
2007
  $541.00
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    A practical, how-to guide on the day-to-day compliance responsibilities faced by bank holding company and financial holding company compliance officers.

    Covers such important areas as:

  • Federal Reserve Board requirements for bank and non-bank acquisitions
  • Permissible non-banking activities for bank holding companies and financial holding companies
  • Capital and financial requirements
  • Setting up internal compliance control systems
  • On-going compliance

    Contains analysis of the financial services modernization legislation, the Gramm-Leach-Bliley Act of 1999, with emphasis on financial holding companies.

    Includes forms, instructions and samples forms for Federal Reserve Board reports, applications and notices, plus practice hints and examples.

    First published in 1986.

    1 Volume; Looseleaf; updated with revisions.

    • Chapter 1 Acquisition of Voting Securities or Assets: Banks and BHCs
    Chapter 2 Acquisition of Voting Securities or Assets: Domestic Nonbank Companies
    Chapter 3 Permitted Domestic Nonbank Activities
    Chapter 4 Acquisitions of Shares or Assets: Foreign Companies
    Chapter 5 Foreign Activities: Foreign Subsidiaries, Foreign Joint Ventures and Foreign Portfolio Companies
    Chapter 6 Management Official Interlocks
    Chapter 7 Transactions by Bank Subsidiaries with Affiliates and Their Directors and Officers: Section 23 of the Federal Reserve Act and FRB Regulation O
    Chapter 8 Internal Capital and Financial Requirements
    Chapter 9 Ongoing Compliance
    Appendix A Definitions
    Appendix B Reserved
    Appendix C Reserved
    Appendix D Reserved
    Index
    Tables

     

    Beckford, Joseph G.


    Joseph G. Beckford specializes in business and banking law. Before entering private practice, Mr. Beckford was Senior Counsel at Bank of America, and prior Director of Legal Affairs and Corporate Secretary at Southeast Banking Corporation. He handled a full range of corporate legal matters for these banking institutions and their domestic and international subsidiaries, including establishment of new banks and banking offices, formation of subsidiaries, lending, investments and other bank operations. Mr. Beckford has handled the contractual, securities, antitrust and regulatory aspects of numerous acquisition transactions, and wrote the first Bank of America compliance manual. A graduate of Amherst College, Mr. Beckford received his JD from Yale University and his MBA from Harvard Business School.

     

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