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  • Securities Arbitration Procedure Manual, Fifth Edition
 
 
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Securities Arbitration Procedure Manual, Fifth Edition

This two volume manual is acknowledged to be the essential reference in the ...


Availability: In Stock
Publisher :Matthew Bender
Format: 2 volume, looseleaf , BOOK
ISBN: 9780327161882
2007
  $199.00
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    This two volume manual is acknowledged to be the essential reference in the field of securities arbitration. It systematically describes the issues that arise in a dispute, how to evaluate the merits of a case, and how to prepare and present cases to arbitration panels anywhere in the country. In the latest update to the Fifth Edition, David E. Robbins updates his work to reflect the important new issues such as the emergence of stock analyst cases, waivers of the right to arbitrate, proving and defending clearing firm cases, primers on Statements of Claim, Opening Statements and Summations, the NASD's new default procedures and expunging an arbitration from a broker's record.

    View Chapter Excerpt

    Featured Investment Management Law Publications

    Introduction
    Chapter 1 Arbitrations Versus Litigation
    Chapter 2 The Arbitration Agreement
    Chapter 3 A Review of the Law
    Chapter 4 Arbitrability of Securities Disputes
    Chapter 5 Case Evaluation
    Chapter 6 Attorneys, Experts, and Pre-Filing Issues
    Chapter 7 Commencing Arbitration
    Chapter 8 Responsive Pleadings and Motions
    Chapter 9 Discovery at the SROs and the AAA
    Chapter 10 Arbitrators at the SROs and the AAA
    Chapter 11 Hearing Rules Explained
    Chapter 12 Hearing Presentation Techniques
    Chapter 13 Deliberation and Award
    Chapter 14 Available Relief and Effect of Awards
    Chapter 15 Industry Arbitration
    Chapter 16 Securities Mediation
    Appendices including Internet Discovery Tools
    Index

     

    Robbins, David E.


    Kaufmann, Feiner, Yamin, Gildin & Robbins LLP

    Attorneys At Law
    777 Third Avenue
    New York, New York 10017
    WWW.KAUFMANNFEINER.COM

    Telephone (212) 755-3100
    Facsimile (212) 755-3174

    Mr. Robbins is a partner in the New York City law firm of Kaufmann, Feiner, Yamin, Gildin & Robbins LLP ¿ www.securitieslosses.com www.securitieslosses.com - and specializes in commercial arbitration, mediation and the representation of individuals and firms before regulatory agencies. He represents investors, brokers and brokerage firms and is a mediator and arbitrator of commercial disputes. From 1976 through 1980, Mr. Robbins served as Special Deputy Attorney General of New York, responsible for the civil and criminal prosecution of securities fraud cases. He was with the American Stock Exchange from 1980 through 1985 as Director of the Compliance Department and later as Director of the Legal and Regulatory Policy Division, where his responsibilities included being Director of Arbitration and Director of Disciplinary Hearings.

    Mr. Robbins is the author of Securities Arbitration Procedure Manual (2007 Matthew Bender, a division of Lexis Publishing - www.lexis.com), the primary text in this area of the law. This two volume treatise presents pragmatic, balanced guides to the practice of securities arbitration and mediation. He has updated the book annually since its initial publication in 1990; the latest supplement was published in Dec. 2007. It is used nationwide by law firms, brokerage firms and law schools. He regularly lectures at law schools that use the book in their courses. Since 1996, Mr. Robbins has written the annual Practice Commentary to McKinney's Consolidated Laws of New York, Article 23-A of the General Business Law (the state's securities statute) on securities arbitration for New York attorneys (West Publishing - www.westlaw.com).

    Since 1986, Mr. Robbins has served as the Chairperson for all of the annual Practising Law Institute (PLI) continuing education programs on securities arbitration and mediation (www.pli.edu). He has edited and contributed to all of the program¿s 21 course books. He is the recipient of the Public Investors Arbitration Bar Association (PIABA) lifetime achievement Golden Bow Tie Award in memory of its former president who stood for integrity, the highest standards of professionalism and fairness in arbitration. He is a member of FINRA Dispute Resolution¿s National Arbitration and Mediation Committee, where he chairs the Neutral Roster Subcommittee. He is an arbitrator and mediator for the FINRA, New York Stock Exchange and the American Arbitration Association and is a member of the NYC Bar Association, the New York County Lawyers' Association, PIABA, the Compliance and Legal Division of the Securities Industry and Financial Markets Association (SIFMA) and the Board of Editors of Securities Arbitration Commentator (SAC). In August 2008, he will chair PLI¿s 22nd annual program on securities arbitration and mediation.

     

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