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EIA: Securities  Category

   
Amgen:  One Step Closer to Re-Examining the Fraud-On-the-Market Presumption of Reliance (PDF)

Amgen: One Step Closer to Re-Examining the Fraud-On-the-Market Presumption of Reliance (PDF)

A discussion of the Supreme Court decision in Amgen Inc. v. Connecticut Retirement Plans.

$57.00
Comcast:  Individual Damages Issues Prevent Class Certification (PDF)

Comcast: Individual Damages Issues Prevent Class Certification (PDF)

In Comcast Corp. v. Behrend, No. 11-864, 133 S. Ct. 1426 (2013), the U.S. Supreme Court reaffirmed and extended the rule that courts facing class certification requests must conduct a "rigorous analysis" to insure that the party seeking class certification has met its burden to "affirmatively demonstrate" compliance with Rule 23.

$57.00
Federal Court to Rule On Challenge to Use of Former Officer's Interview Statements in Corporate Internal Investigation (PDF)

Federal Court to Rule On Challenge to Use of Former Officer's Interview Statements in Corporate Internal Investigation (PDF)

In cases whether allegedly incriminating statements given in the course of interviews during an internal investigation conducted by the Audit Committee with the assistance of outside counsel and forensic accountants should be admitted as evidence against a person in his upcoming trial.

$57.00
HALLIBURTON v.  ERICA P. JOHN FUND, INC THE SUPREME COURT LEAVES THE PRESUMPTION OF RELIANCE INTACT (PDF)

HALLIBURTON v. ERICA P. JOHN FUND, INC THE SUPREME COURT LEAVES THE PRESUMPTION OF RELIANCE INTACT (PDF)

In Halliburton Co. v. Erica P. John Fund, Inc., should the Supreme Court reverse or substantially modify its decision in Basic, a 26-year old case that provides the primary basis for certifying securities law class actions. The Court decided not to modify Basic at all.

$57.00
State Securities Regulators Signal Aggressive Action To Protect and Expand Jurisdiction and Influence in Balancing Investor Protection and Capital Formation (PDF)

State Securities Regulators Signal Aggressive Action To Protect and Expand Jurisdiction and Influence in Balancing Investor Protection and Capital Formation (PDF)

NASAA signals a newly aggressive effort to preserve and expand investor protection authority in the face of continuing pushes for preemption and marginalization of state securities regulation in the United States.

$57.00