apply Shop Now

 

EIA: Banking & Financial Services  Category

   
CFPB UDAAP Authority and Enforcement Actions: Compilation and Analysis (PDF)

CFPB UDAAP Authority and Enforcement Actions: Compilation and Analysis (PDF)

A review of consent orders issued by the CFPB shows that the agency has been very traditional in pursuing its authority to regulate unfair, deceptive or abusive acts and practices (UDAAPs), faithfully following the approach of the FTC. The CFPB has supported its actions with specific statutory and regulatory bases beyond the potentially broad UDAAP authority Dodd-Frank gave the agency.

$61.00
Changes Needed to Protect Banking and Financial Services When Dealing with the Medical Marijuana Industry (PDF)

Changes Needed to Protect Banking and Financial Services When Dealing with the Medical Marijuana Industry (PDF)

Navigating through the complex federal-state regulatory uncertainty surrounding medical marijuana are thousands of entrepreneurs seeking to establish themselves as legitimate and serious businesses in this emerging industry, the majority of which include growers, manufacturers, and dispensaries.

$57.00
Dodd-Frank:  Does it Apply to Your Client's Owner-finance Mortgage Business? (PDF)

Dodd-Frank: Does it Apply to Your Client's Owner-finance Mortgage Business? (PDF)

Following the home mortgage crisis of the recent Great Recession and the public outcry against alleged "predatory lending" practices, Dodd-Frank (Dodd-Frank Wall Street Reform and Consumer Protection Act) was enacted by Congress into law in 2010.

$61.00
Opportunities in Derivatives for Community and Regional Banks (PDF)

Opportunities in Derivatives for Community and Regional Banks (PDF)

Recently, there has been a movement by larger community banks and their regional counterparts (Interested Banks) to engage in derivatives markets. Historically, this is banking space almost exclusively inhabited by the larger commercial banks and money center banks.

$57.00
Swap Definitions Rules Proposed by the SEC and the CFTC Under Dodd-Frank (PDF)

Swap Definitions Rules Proposed by the SEC and the CFTC Under Dodd-Frank (PDF)

The SEC and the CFTC jointly published a release seeking public comment on several proposed rules (the "Proposed Rules") that provide interpretive guidance with respect to the definitions of the terms "swap," "security-based swap," "security-based swap agreement," and "mixed swap" (the "Proposing Release").

$61.00