Celebrate Memorial Day with 20% discount on books and ebooks; some conditions apply Celebrate Memorial Day with 20% discount on books and ebooks; some conditions apply

 

EIA: Banking & Financial Services  Category

   
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CFPB UDAAP Authority and Enforcement Actions: Compilation and Analysis (PDF)

CFPB UDAAP Authority and Enforcement Actions: Compilation and Analysis (PDF)

A review of consent orders issued by the CFPB shows that the agency has been very traditional in pursuing its authority to regulate unfair, deceptive or abusive acts and practices (UDAAPs), faithfully following the approach of the FTC. The CFPB has supported its actions with specific statutory and regulatory bases beyond the potentially broad UDAAP authority Dodd-Frank gave the agency.

$61.00
Dodd-Frank:  Does it Apply to Your Client's Owner-finance Mortgage Business? (PDF)

Dodd-Frank: Does it Apply to Your Client's Owner-finance Mortgage Business? (PDF)

Following the home mortgage crisis of the recent Great Recession and the public outcry against alleged "predatory lending" practices, Dodd-Frank (Dodd-Frank Wall Street Reform and Consumer Protection Act) was enacted by Congress into law in 2010.

$61.00
Swap Definitions Rules Proposed by the SEC and the CFTC Under Dodd-Frank (PDF)

Swap Definitions Rules Proposed by the SEC and the CFTC Under Dodd-Frank (PDF)

The SEC and the CFTC jointly published a release seeking public comment on several proposed rules (the "Proposed Rules") that provide interpretive guidance with respect to the definitions of the terms "swap," "security-based swap," "security-based swap agreement," and "mixed swap" (the "Proposing Release").

$61.00
Virtual Currency Regulatory Developments (PDF)

Virtual Currency Regulatory Developments (PDF)

Because of the recent increase in mainstream popularity and use of virtual currency, including Bitcoin, it was only a matter of time before internet currency would catch mass adoption based on the convenience, speed and ease of use that the internet provides. The unconventional structure of virtual currencies such as Bitcoin does present regulatory challenges.

$61.00
Which One of Us Is the Service Provider? The Dodd-Frank Act's Infinite Loop of Oversight  (PDF)

Which One of Us Is the Service Provider? The Dodd-Frank Act's Infinite Loop of Oversight (PDF)

A centerpiece of CFPB supervision is service provider oversight but assigning roles is not always straightforward. A lack of clarity may lead to duplicative, simultaneous oversight. While there is substantial guidance as to the what in service provider oversight, there is little guidance as to the who.

$61.00
 
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