Banking and Finance

Recent Posts

SEC Proposes Amendments to the Qualified Client Standard
Posted on 22 Jul 2011 by K & L Gates LLP

by Kay Gordon and Joshua M. O'Melia Excerpt: I. Introduction On May 10, 2011, as required by Section 418 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"), the U.S. Securities and Exchange Commission... Read More

Sometimes You Get Stuck and Can’t Get Out
Posted on 22 Jun 2011 by Doug Cornelius

Finally, the SEC is going to take some action today on the regulation of investment advisers, venture capital funds, and private fund managers. For years, they've been trying to get regulatory control of private funds. Now they are going to... Read More

  • Blog Post: Sometimes You Get Stuck and Can’t Get Out

    Finally, the SEC is going to take some action today on the regulation of investment advisers, venture capital funds, and private fund managers. For years, they've been trying to get regulatory control of private funds. Now they are going to get it. Do they really want it? Sometimes what...
  • Blog Post: SEC Proposes Amendments to the Qualified Client Standard

    by Kay Gordon and Joshua M. O'Melia Excerpt: I. Introduction On May 10, 2011, as required by Section 418 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"), the U.S. Securities and Exchange Commission (the "SEC") proposed to amend Rule...