Banking and Finance

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Amending the Reporting Requirements of Form ADV & Modifying Pay to Play Rule
Posted on 22 Aug 2011 by K & L Gates LLP

by Marc Mehrespand and Joshua O'Melia Various companion releases implementing various provisions of the Dodd-Frank Act. Form ADV amendments, Rule 206(4)-5, and registration requirements for private funds. Excerpt: In much anticipated companion... Read More