Banking and Finance

Recent Posts

Rep. McCarthy (R-CA) Introduces Legislation to Eliminate Ban on General Solicitation for Private Placements
Posted on 5 Oct 2011 by Alexander Davie

Representative Kevin McCarthy (R-CA and House Majority Whip) recently introduced the Access to Capital for Job Creators Act (H.R. 2940) , which would remove the ban on general solicitation for securities offering conducted under Rule 506 of Regulation... Read More

Lifting the Ban on General Solicitation
Posted on 5 Oct 2011 by Doug Cornelius

From a securities compliance perspective, when you see an advertisement or an email seeking capital for an investment opportunity there is most likely a problem. Now there is a bill in Congress that would change that view. When selling a security... Read More