Banking and Finance

Recent Posts

Implications of the Dodd-Frank Act for Non-US Banking Organizations, Securities Firms, and Other Financial Companies
Posted on 21 Dec 2010 by arnold

The Dodd-Frank Wall Street Reform and Consumer Protection Act represents the most sweeping overhaul of the US financial sector since the Great Depression. The Act will impact both the US and non-US business and activities of foreign banks, securities... Read More

Volcker Rule Implemented by SEC, Four Other Federal Agencies
Posted on 11 Dec 2013 by Thomas O. Gorman

Five federal regulatory agencies — the SEC, CFTC, the Board of Governors of the Federal Reserve System, the Office of the Comptroller and the FDIC — implemented the 900 plus page Volcker Rule. Many consider the Volcker Rule to be the center... Read More