Banking and Finance

Recent Posts

How to Verify That Your Investor Is Accredited
Posted on 11 Jul 2014 by Arina Shulga

The SEC Provides New Explanations Regarding Rule 506(c) Offerings On July 3, 2014 (right on my birthday), the SEC issued six compliance and disclosure interpretations (“CD&Is”) regarding the use of verification methods for determining... Read More

Accredited Investor Verification under Rule 506(c)
Posted on 3 Apr 2014 by Megan Muir

Bill Carleton has a good post regarding the recent comments from Keith Higgins, the Director of the Division of Corporation Finance, who spoke at the 2014 Angel Capital Association Summit. Higgins discussed the SEC’s principles-based approach with... Read More