Recent Posts

Obama Reiterates Call for Regulation A Reform
Posted on 6 Feb 2012 by David N. Feldman

As a follow up to his State of the Union address, Pres. Obama yesterday issued a press release calling for a number of initiatives to help small business. Among them, it said, "The President is calling to raise the offering limit under Regulation... Read More

5 Reasons SEC Regulation A+ Is Revolutionary
Posted on 26 Mar 2015 by David N. Feldman

March 25 was a significant day for the world of IPOs, small business and the small-cap markets. The SEC voted unanimously to adopt final rules implementing changes to Regulation A which were mandated by the Jumpstart our Business Startups (JOBS) Act of... Read More

Congress: Preempt All State Oversight of Public Offerings
Posted on 13 Mar 2015 by David N. Feldman

It started with the National Securities Markets Improvement Act of 1996 (lovingly known as “NSMIA” pronounced “nissmeeya”). That law said federal SEC oversight of public offerings on the major national exchanges is sufficient and... Read More

Regulation A Reform Hits the Senate
Posted on 14 Oct 2011 by David N. Feldman

Reform of SEC Regulation A has taken a big step forward in the US Congress. As regular readers know, the House Financial Services Committee approved a bill to increase the amount which can be raised in the "mini public offerings" permitted... Read More