Litigation

Recent Posts

Thomas O. Gorman On This Week In Securities Litigation (May 20, 2011)
Posted on 20 May 2011 by Thomas O. Gorman

This week SEC Enforcement continued to implement its new cooperation initiatives, moving forward from the spectacle of the Stanford testimony last week and the past. The Commission executed its first deferred prosecution agreement. The fact that it resolved... Read More

Tags: SEC Actions , Dodd-Frank , securities litigation , market reform , SEC , Thomas O. Gorman , Litigation , FCPA , Securities

The Week In Securities Litigation: $600 Million Insider Trading Settlement Reached
Posted on 22 Apr 2013 by Thomas O. Gorman

The Second Circuit's pending decision in the Commission's Citigroup market crisis case continues to loom as Judge Marreno approved the over $600 million insider trading settlement involving SAC Capital - conditioned on the outcome of Citigroup... Read More

Tags: Mary Jo White , Insider Trading , Second Circuit , Thomas Gorman , SEC Actions , Citigroup , securities litigation , Andrew Ceresney , SEC , Litigation , market crisis , Settlement , DOJ , SAC Capital , FCPA , Securities