WASHINGTON, D.C. - (Mealey's) J.P. Morgan Securities LLC will pay $153.6 million to settle claims brought by the Securities and Exchange Commission alleging that it misled investors "in a complex mortgage securities transaction just as the housing...
The SEC continued implementing Dodd-Frank this week. New rules were issued regarding hedge fund registration and exemptions.
SEC enforcement resolved two significant market crisis cases this week. In one the agency filed a settled action against J...