Recent Posts

J.P. Morgan To Pay $153 Million To Settle SEC Lawsuit
Posted on 22 Jun 2011 by Timothy Raub

WASHINGTON, D.C. - (Mealey's) J.P. Morgan Securities LLC will pay $153.6 million to settle claims brought by the Securities and Exchange Commission alleging that it misled investors "in a complex mortgage securities transaction just as the housing... Read More

The Week In Securities Litigation: SEC Continues Implementing Dodd-Frank
Posted on 24 Jun 2011 by Thomas O. Gorman

The SEC continued implementing Dodd-Frank this week. New rules were issued regarding hedge fund registration and exemptions. SEC enforcement resolved two significant market crisis cases this week. In one the agency filed a settled action against J... Read More