Litigation

Recent Posts

The Week in Securities Litigation: Galleon Defendants Sentenced; SEC Files, Settles Cases
Posted on 14 Oct 2011 by Thomas O. Gorman

This week three Galleon related defendants were sentenced to prison for insider trading, including Raji Rajaratnam. The Commission filed another significant market crisis case naming the senior officers of a failed bank as defendants. The Commission also... Read More

Thomas O. Gorman On This Week In Securities Litigation (May 20, 2011)
Posted on 20 May 2011 by Thomas O. Gorman

This week SEC Enforcement continued to implement its new cooperation initiatives, moving forward from the spectacle of the Stanford testimony last week and the past. The Commission executed its first deferred prosecution agreement. The fact that it resolved... Read More