Securities

Recent Posts

Sutherland Alert: Chairman Gensler Outlines Timeline for Finalizing and Implementing the Commodity Futures Trading Commission’s Dodd-Frank Rulemakings March 18, 2011
Posted on 29 Mar 2011 by Eversheds Sutherland LLP

by Jamie Cain In a speech (a copy of which can be found here ) at the recent Futures Industry Association (FIA) conference held in Boca Raton, Florida, earlier this week, Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler laid out his... Read More

Sutherland Alert-CFTC Proposes to Extend July 14 Temporary Exemptive Relief Order
Posted on 14 Nov 2011 by Sutherland Asbill & Brennan LLP

by Ray Ramirez and Jamie Cain Last week the Commodity Futures Trading Commission ("CFTC") approved the issuance of a Proposed Amendment to a July 14, 2011, Temporary Exemptive Relief Order (the "July 14 Order") that grants market... Read More

SEC and CFTC Propose Identity Theft Red Flag Rules
Posted on 25 Jul 2012 by K & L Gates LLP

by Andras P. Teleki This EIA focuses on the SEC version of the Red Flag Rules. The SEC version of the Red Flag Rules will be known as Regulation S-ID and would be added after Regulations S-P and S-AM when codified. Excerpt: On March 6, 2012, the... Read More

Sutherland Alert: CFTC Issues Sixth Series of Proposed Rules Under Dodd-Frank Including Rules to Further Define Swap Entities December 2, 2010
Posted on 3 Dec 2010 by Eversheds Sutherland LLP

by The Sutherland Regulatory Reform Task Force Team The Commodity Futures Trading Commission (CFTC) issued its sixth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) at an open meeting held yesterday... Read More