by Jamie Cain
In a speech (a copy of which can be found here ) at
the recent Futures Industry Association (FIA) conference held in Boca Raton,
Florida, earlier this week, Commodity Futures Trading Commission (CFTC)
Chairman Gary Gensler laid out his...
Ramirez and Jamie Cain
Last week the Commodity Futures Trading Commission
("CFTC") approved the issuance of a Proposed Amendment to a July 14, 2011,
Temporary Exemptive Relief Order (the "July 14 Order") that grants market...
by Andras P. Teleki
This EIA focuses on the SEC
version of the Red Flag Rules. The SEC version of the Red Flag Rules will be
known as Regulation S-ID and would be added after Regulations S-P and S-AM when
On March 6, 2012, the...
Sutherland Regulatory Reform Task Force Team
The Commodity Futures Trading Commission (CFTC) issued its
sixth series of proposed rules under the Dodd-Frank Wall Street Reform and
Consumer Protection Act (Dodd-Frank) at an open meeting held yesterday...