Securities

Recent Posts

SEC Enjoined For Failing to Timely Issue Mineral Disclosure Rule
Posted on 8 Sep 2015 by Thomas O. Gorman

The Dodd-Frank Wall Street Reform Act imposed a requirement on the SEC in Section 1504 to promulgate a disclosure rule regarding certain extraction payments involving resource issuers within 270 days of passage or by April 17, 2011. The history of the... Read More

The SEC's Proposed Pay Ratio Disclosure Requirements: Another Fine Mess
Posted on 23 Sep 2013 by Kevin M. LaCroix

Among the many measures Congress included when it enacted the sweeping Dodd-Frank Act in 2010 was a provision directing the SEC to require companies to disclose the ratio of CEO compensation to median employee compensation. The statutory provision, incorporated... Read More