Securities

Recent Posts

Sutherland Alert: Regulators Consider Whether Stable Value Contracts Should Be Subject to Regulation as Swaps under the Dodd-Frank Act
Posted on 19 Sep 2011 by Sutherland Asbill & Brennan LLP

by Fred Bellamy, Jamie Cain, Tom Gick, Steve Roth, and Ann Battle In addition to requiring the Commodity Futures Trading Commission (the CFTC) and the Securities and Exchange Commission (the SEC) to promulgate rules further defining the terms "swap"... Read More

Impact of Dodd-Frank Wall Street Reform and Consumer Protection Act on Broker-Dealers
Posted on 24 Aug 2010 by Eversheds Sutherland LLP

by Susan S. Krawczyk, Eric A. Arnold, Michael B. Koffler, Clifford E. Kirsch, and Holly H. Smith On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act), bringing to a close the national debate... Read More