by Hillel T. Cohn and Kevan P. Graydon
Under the Dodd-Frank Act, the
SEC is granted the authority to impose a fiduciary duty on broker-dealers. This
EIA analyses the implications of the fiduciary duty of broker-dealers when they
conduct business with...
by Edward G. Eisert, Lawrence B. Patent, Gordon F. Peery and Charles R. Mills
The primary objectives of Dodd-Frank are to bring about greater transparency and to enable regulators to better manage individual counterparty and broader systemic risks...
by Susan S. Krawczyk, Eric A. Arnold, Michael B. Koffler, Clifford E. Kirsch, and Holly H. Smith
On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act), bringing to a close the national debate...