Securities

Recent Posts

Dodd-Frank, The SEC and Corporate Governance
Posted on 4 Aug 2010 by Thomas O. Gorman

The federal securities laws have traditionally focused largely on disclosure, leaving corporate governance to state law. Nevertheless, Dodd-Franks expands the Commission's role in corporate governance in three key areas. This is consistent with... Read More

Dodd-Frank Act in Middle of Battle Brewing Over SEC Funding
Posted on 24 Feb 2011 by Gary Larkin

While it may not be on the level of the historic protests in the Middle East or the budget battle playing out in Wisconsin, the funding "war" being waged against the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission... Read More

  • Blog Post: Dodd-Frank, The SEC and Corporate Governance

    The federal securities laws have traditionally focused largely on disclosure, leaving corporate governance to state law. Nevertheless, Dodd-Franks expands the Commission's role in corporate governance in three key areas. This is consistent with the impact of the legislation on the SEC's Enforcement...
  • Blog Post: Dodd-Frank Act in Middle of Battle Brewing Over SEC Funding

    While it may not be on the level of the historic protests in the Middle East or the budget battle playing out in Wisconsin, the funding "war" being waged against the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) in the Republican-controlled House...