The SEC imposed strict limitations on the ability of
investment advisers to make political contributions when their clients include
government bodies when it issued Rule 206(4)-5 .
They don't want government investment decisions decided campaign...
The Municipal Securities Rulemaking Board is continuing
to tighten the limits on what placement agents can do as part of their
fundraising activities for private funds. Dodd-Frank created a new
category of "municipal advisors" and placed...