Securities

Recent Posts

Implications of the SEC’s Charges Against Unregistered Broker Based on EB-5 Program
Posted on 9 Jul 2015 by Omar Hakim

[UPDATE: This article was updated to correct the names of the respondents in the described case.] The Securities and Exchange Commission (“SEC”) has further demonstrated its intent to take a more active role in ensuring that participants... Read More

SEC Files Offering Fraud Charges Based in Part on EB-5 Program
Posted on 7 Jul 2015 by Thomas O. Gorman

The EB-5 program , which promises a path to a permanent green card for those who can invest in this country and create jobs, has been involved in a number of SEC enforcement actions, most recently involving unregistered broker charges. In a case filed... Read More