Securities

Recent Posts

CFTC Sues Royal Bank of Canada for Years Long Wash Sale Scheme
Posted on 4 Apr 2012 by Thomas O. Gorman

The Commodity Futures Trading Commission filed an enforcement action against the Royal Bank of Canada alleging a years long, riskless wash sale scheme conducted by a small group of RBC personnel to generate certain lucrative Canadian tax benefits.... Read More

Dodd-Frank Act in Middle of Battle Brewing Over SEC Funding
Posted on 24 Feb 2011 by Gary Larkin

While it may not be on the level of the historic protests in the Middle East or the budget battle playing out in Wisconsin, the funding "war" being waged against the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission... Read More