Securities

Recent Posts

The Fabulous Fab Rule
Posted on 9 Dec 2010 by Doug Cornelius

Don't write emails so provocative that they wind up reproduced on the front page of the Wall Street Journal. With many fund managers having to register under the Investment Advisers Act, they will now be subject to more extensive record-keeping... Read More

For Goldman the ABACUS Deal Just Keeps Coming Back
Posted on 11 Nov 2010 by Thomas O. Gorman

The ABACUS deal has become the one that just will not go away for Goldman Sachs. First, the deal became the predicate for an SEC enforcement action against the pillar of Wall Street and one of its employees, Fabrice Tourre. That high profile case resolved... Read More