Health, Inc. v. Squid Soap, L.P., C.A. No. 4410-VCL (Del. Ch. July 20,
2010), read opinion here . Prior Delaware
Court of Chancery decisions in this case were highlighted here.
involves a claim against the purchaser...
Having the correct compliance procedures in place can often be critical. The SEC and the DOJ have repeatedly emphasized this in FCPA cases. Conducting due diligence can be equally critical. For gatekeepers such as lawyers, accountants and brokers, conducting...
The task of where to begin a full compliance and ethics
program can often times appear quite daunting. Most US companies fully
understand the need to comply with the Foreign Corrupt Practices Act (FCPA).
However most companies are not created out of...
The SEC censured and fined
an investment adviser for due diligence lapses. Yosemite Capital Management,
LLC and its managing director, Paul H. Heckler, got a wrist slap for failing to
disclose to clients that they had encountered substantial problems...
Yesterday we participated in a workshop at the 2011 SCCE Utilities &
Energy Compliance and Ethics Conference with Scott Lane, President of the Red Flag Group . In his presentation, he
discussed a White Paper that he and his colleague James Walton...