Securities

Recent Posts

This Week in Securities Litigation (April 1, 2011)
Posted on 1 Apr 2011 by Thomas O. Gorman

In the week ending with "April Fools Day," the Commission continued to issue proposed regulations to implement the Dodd-Frank Wall Street and Consumer Protection Act. SEC Enforcement focused on investment fund fraud actions, filing or resolving... Read More

This Week in Securities Litigation (March 25, 2011)
Posted on 25 Mar 2011 by Thomas O. Gorman

The Galleon insider trading trial continues this week in New York. In another New York court room the Commission struggled to have a partial settlement approved by the court. While the agency secured the necessary approval it was not without a cost... Read More

This Week in Securities Litigation (April 15 , 2011)
Posted on 15 Apr 2011 by Thomas O. Gorman

The market crisis, the FCPA and insider trading were again the key focus this week. On Capitol Hill the Senate Permanent Committee on Investigations issued a lengthy, detailed report regarding the causes of the market crisis. This report builds on... Read More

This Week in Securities Litigation (April 8, 2011)
Posted on 8 Apr 2011 by Thomas O. Gorman

Prosecutors concluded their case-in-chief in the Galleon insider trading trial this week. SEC enforcement, in conjunction with the U.S. Attorney's Office in New Jersey, brought an insider trading case against an attorney, a former associate of... Read More