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George Canellos and David Burger were appointed, respectively, the Acting Director and Acting Deputy Director of the SEC's Division of Enforcement this week. The Division brought two insider trading cases this week as well as a case alleging fraudulent...

The MF Global debacle is still unwinding. The question of using customer money which is supposed to be segregated for their protection remains a key issue. With no resolution near, the CFTC has another matter regarding a futures commission merchant and...