Understanding SFC Investment and Borrowing Restrictions for Hong Kong Retail Funds

Legal professionals advising on Hong Kong retail funds must stay aligned with the SFC’s evolving regulatory framework. Our new Practice Note, Hong Kong Retail Funds – Investment and Borrowing Restrictions, offers a clear, practical overview of the key requirements under Chapters 7 and 8 of the UT Code.

Inside, you’ll find guidance on:

• Investment limits and diversification rules
• Derivative fund classification and Net Derivative Exposure (NDE)
• Borrowing restrictions and prohibited asset classes
• Special considerations for money market, index, hedge, and structured funds
• Practical compliance tips to streamline fund authorization

Whether you're reviewing offering documents or advising on fund structuring, this resource helps you stay compliant and efficient.

Complete the form below to download the whitepaper now. 

Note: After completing the form, the whitepaper will appear on the same page. Please stay on the page after submission. If you do not see the whitepaper, contact us at marketing.hk@lexisnexis.com for assistance.