Legal professionals advising on Hong Kong retail funds must stay aligned with the SFC’s evolving regulatory framework. Our new Practice Note, Hong Kong Retail Funds – Investment and Borrowing Restrictions, offers a clear, practical overview of the key requirements under Chapters 7 and 8 of the UT Code.
Inside, you’ll find guidance on:
- Investment limits and diversification rules
- Derivative fund classification and Net Derivative Exposure (NDE)
- Borrowing restrictions and prohibited asset classes
- Special considerations for money market, index, hedge, and structured funds
- Practical compliance tips to streamline fund authorization
Whether you're reviewing offering documents or advising on fund structuring, this resource helps you stay compliant and efficient.
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