Compliance

Enhanced Due Diligence (EDD): Uncovering Historic Risk with Nexis Diligence+

Johann Rafael Reyes — Mon, 23 Mar 2026 14:00:00 GMT

Discover how LexisNexis supports enhanced due diligence to uncover historic risk, assess exposure, and document defensible decisions. Learn more today.(read more)

Advanced KYC Workflows: Conducting High-Stakes Entity Checks in Nexis Diligence+

Johann Rafael Reyes — Fri, 20 Mar 2026 14:00:00 GMT

Explore advanced KYC checks and high-stakes entity screening with LexisNexis. Strengthen compliance workflows—learn how Nexis Diligence+ supports risk decisions.(read more)

Why Investment Banks Are Using GenAI for a Creative Edge

Johann Rafael Reyes — Wed, 03 Dec 2025 17:58:21 GMT

Discover how GenAI is shifting investment banking from analytics to creativity, empowering analysts with faster, more strategic insights.(read more)

Regulatory Risk: Navigating Legal and Compliance Challenges

Johann Rafael Reyes — Fri, 07 Nov 2025 10:27:00 GMT

Regulatory risk encompasses the potential for financial loss, operational disruption, or reputational harm when an organization fails to meet the requirements of applicable laws, regulations, or internal policies. It can emerge from legislative chang...(read more)

Driving GenAI Adoption: How Investment Banks Can Overcome Resistance and Lead Strategic Change

Johann Rafael Reyes — Tue, 04 Nov 2025 11:35:26 GMT

For Partners in investment banking, the real opportunity in genAI lies in accelerating insight, boosting client value, and protecting margin. Generative AI is rapidly becoming a differentiator in financial services. Top-performing investment banks ar...(read more)

How Risk Managers Benefit from Using Quality Data

Terrie Cheung — Tue, 24 Oct 2023 03:57:01 GMT

When it comes to the data used for predictive modeling and risk management, you can’t afford to leave anything to chance. Risk managers today have an ever-increasing number of AI applications and risk management tools to improve risk visibility...(read more)

The Changing Roles of Risk Managers in the Age of Data, Technology, and AI

Terrie Cheung — Wed, 20 Sep 2023 06:41:00 GMT

Risk management is paramount to the upkeep and success of a business. To make sure you are staying compliant, you should continuously check all operations for potential pitfalls, like illegal trades or unsavory business partners or unstable prospects...(read more)

The Cost of Low-Quality Data for Decision Intelligence

Terrie Cheung — Mon, 18 Sep 2023 02:45:00 GMT

In the quest to achieve unrivaled business growth, organizations show increasing interest in Decision Intelligence (DI). Whether you use DI to augment, recommend, or automate decisions, the effectiveness of your DI endeavors heavily depends on t...(read more)

Nexis Diligence+™︎: Taking Your Due Diligence to a Higher Level

Terrie Cheung — Fri, 01 Sep 2023 13:30:00 GMT

When it comes to business, it’s important to have high standards—especially when evaluating risk and protecting your reputation. To do so requires a comprehensive due diligence process that’s powered by information that you can trus...(read more)

9 Steps For Better Third-Party Anti-Bribery and Corruption Due Diligence

Terrie Cheung — Fri, 18 Aug 2023 03:22:00 GMT

Companies operating in today’s global business environment must navigate ever-strengthening anti-bribery and corruption regulations. Some of the most significant recent enforcement actions against companies arose from alleged due diligence fail...(read more)

Using Visualizations of Negative News to Monitor Your ESG Efforts

Terrie Cheung — Mon, 31 Jul 2023 15:44:00 GMT

Organizations are facing more calls for Environmental, Social and Governance (ESG) accountability than possibly ever before. Investors want to know that the companies they own stock in are good stewards of the earth and responsible corporat...(read more)

How Financial Services Pros Can Keep Up with Your ESG Rankings

Terrie Cheung — Wed, 26 Jul 2023 14:40:00 GMT

As issues around sustainability, human rights and social responsibility continue to dominate headlines, corporations are facing increased pressure to prioritize Environmental, Social and Governance (ESG) in their business strategies. This has been tr...(read more)

How to Understand and Monitor Sanction Lists

Terrie Cheung — Thu, 13 Jul 2023 08:56:00 GMT

Sanctions are often hot topics of international news reports, especially as they relate to foreign governments and international relations. But, you may not realize that sanctions can be levied to any entity that violates regulations. Sanctions are a...(read more)

Recent Regulatory Enforcement Show Need for Due Diligence

Terrie Cheung — Fri, 07 Jul 2023 04:41:00 GMT

Alleged compliance breaches have led to combined fines and settlements worth hundreds of millions of dollars in Q2 of 2023. Regulators have taken enforcement action against companies over their activities in jurisdictions spanning four continents. In...(read more)

Recent regulatory enforcement actions against alleged bribery and sanctions breaches show the rising risks of a failure of due diligence

juni dayrit — Tue, 04 Jul 2023 01:30:00 GMT

Round up of regulatory action taken against alleged compliance and due diligence failures in recent months, and lessons companies can learn.(read more)